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Picture by SIMON SONG
Andrew Work and Andrew Shuen will quit their jobs if they can raise HK$1
million.
The money will underwrite the two young men in conducting full-time research to
develop policy proposals based on free-market principles.
Hong Kong's troubles, in the opinion of the two Andrews, stem from rising
populism overtaking a heritage of bootstrap entrepreneurship.
``People in government genuinely want things to work. They want to be free
market,'' says Work, an earnest 32-year-old native of Canada who moved to Hong
Kong in 1996. ``I think if we put the facts in front of them, they will go
along.''
Work and Shuen are now approaching potential donors for funds for their new
think tank, called the Lion Rock Institute after an old Roman Tam song that
hailed the struggle of penniless immigrants who fled here to build new lives
after the Communist revolution. The pair, who each work as investment advisers,
have raised HK$70,000 so far.
Despite their bright-eyed enthusiasm, Work and Shuen face a difficult road. Over
the past decade and a half, a line of idealists has set off on the same path,
churning out forests of in-depth analyses of the problems facing the territory
and well-reasoned solutions only to lose steam in the face of government and
donor indifference.
Before 1997, bureaucrats in London handled the grunt work of policymaking for
the territory and took an outwardly pragmatic, apolitical approach.
With little preparation, the SAR government took on the full weight of these
responsibilities amid multiplying challenges such as the demise of local
manufacturing, integration with the mainland, viral outbreaks, swings in the
property market, rising unemployment and worsening air pollution.
Huge policy stumbles were almost inevitable. But they have been magnified by
increased media scrutiny and growing interest group activism. As a result, the
public lost faith in the wisdom of government.
``It's unfortunate,'' says Ho Lok-sang, director of the Centre for Public Policy
Studies at Lingnan University. ``As a policy analyst, I would like the
government to pay attention to my work. We want our ideas to be looked at
critically. [But] the government doesn't seem to be very interested,'' he says
wistfully. ``I haven't seen any signs that [think tanks] have influenced the
government significantly.''
Chief Executive Tung Chee-hwa has acknowledged the need for better policy
research. ``Public policy research is not being pursued vigorously within the
government and in the community, and there are not enough experts in this
area,'' he declared in his annual policy address this year. He promised a new
initiative to promote research.
Nothing has emerged from Albert Road yet but some energised policy wonks are
broadening their target audience and moving to implement ideas on their own.
Fresh groups such as Lion Rock and the Roundtable are organising to promote new
viewpoints. The think tanks may not have the government's ear now, but they see
signs that it may turn their way.
Hong Kong's first think tanks thought they could shape the ear. In 1988,
Legislative Councillor Stephen Cheong set up the Hongkong Foundation,
identified in one study as the territory's earliest think tank, with the
intention of generating policy papers that would form the platform for a slate
of political candidates.
At the time, Hong Kong had no political parties or direct elections. The idea of
a think tank seemed a logical stepping stone towards forming a party.
The introduction of direct elections in 1991 ushered in what Civic Exchange
chief executive Christine Loh calls Hong Kong's first ``golden age'' of
politics. Loh, a member of Legco through most of the 1990s, joined with
colleagues to channel public demands into new legislation on issues such as
gender discrimination in New Territories property inheritance laws and
reclamation in Victoria Harbour. Newly established think tanks chimed in with
more proposals.
But it all came to an abrupt end with the 1997 handover as the Basic Law largely
stripped Legco of the power to propose laws and trapped political parties in an
immature developmental stage. As the new political system accorded neither
Legco nor the parties a major role in policymaking, neither developed
significant research capabilities.
Independent researchers have strained to make an impact. Financing has been a
perennial challenge.
Wealthy individuals and large companies, primary sources of funding for research
centres abroad, have felt little inclination to underwrite think tanks in the
territory. Hong Kong tycoons are accustomed to expressing their views and
wishes personally to government officials, says Shui On Holdings chairman
Vincent Lo. They feel little need to bankroll briefing-paper factories.
``Hong Kong is a small place,'' says Lo, a second-generation property magnate
who started the Business and Professionals Federation think tank in 1990. ``So
basically everybody knows everybody else.''
Take out the prospect of any think tank leaders rising to cabinet rank and the
tycoons have little to gain from currying their favour. Given Hong Kong's low
tax rates, deductible donations hold no significant appeal either.
Academia hasn't filled the gap. The SAR's university system funds and promotes
faculties who publish papers in top-tier international journals, nearly all of
which are theoretically oriented. The few, such as Ho of Lingnan, who conduct
Hong Kong policy research have already secured tenure.
``Many locally relevant issues do not get addressed,'' says Shiu Sin-por,
executive director of the independent One County Two Systems Research
Institute. ``We are wasting resources on theoretical research with no relevance
to the local population.''
To generate funding, several think tanks have taken on commission research work
for the government's Central Policy Unit (CPU) or other departments. Often,
however, the government bypasses local scholars in favour of international
consulting firms or teams from renowned foreign universities.
Those who win government work face the prospect that their independence might
seem compromised. The potential taint looms still larger in accepting funding
from foreign governments and organisations. As a result, some, such as the
Democratic Foundation, rely on members to volunteer their time to conduct
research, restricting the scope of possible projects.
Money hasn't been the only problem. Wary of providing ammunition to critics, the
government has made limited data available to researchers, particularly
regarding socio-economic conditions, says Peter Cheung, a professor of public
administration at the University of Hong Kong and a former CPU research
director.
Until recently, independent researchers themselves were scarce as the SAR had
just two fully fledged universities and offered high pay for faculty jobs,
leaving few stray PhDs available.
``Running a think tank in Hong Kong is not easy,'' says Anthony Cheung, a former
Legco member and government official who now teaches public administration at
City University. Cheung was a co-founder of the Policy Research Institute in
1995 and founded the SynergyNet think tank three years ago.
The greatest source of frustration among think tanks is apathy. Ho, of the
Centre for Public Policy Studies, tells of sending out a paper on public
housing policy to a gamut of government departments and every political party,
then sitting by a silent phone waiting for questions. ``I didn't get any
feedback,'' he says.
Sometimes the government just tosses policy research reports in with public
consultation comments submitted by members of the community. ``The government
should be able to tell the difference,'' huffs Ho. ``This is our profession. I
think we deserve more attention.''
One obstacle to acceptance is that, in the government's eyes, work by a number
of Hong Kong's think tanks is tainted by their stance in favour of democratic
political reform, according to Allen Choate, who promotes research development
as the local programme director for the United States-based The Asia
Foundation. But even commissioned research can end up gathering dust.
Think tank leaders can point to few cases where their research has shaped
policy. James Sung, a City University lecturer, says that reports by the Social
and Economic Policy Institute he chairs have had an impact on vocational
training policy. George Cautherley, vice-chairman of the Democratic Foundation,
cites the government's move last year to adopt a more sophisticated budget
accounting system as a victory for his group.
The colonial government paid little attention to work by the One Country Two
Systems centre, says executive director Shiu, as it was seen as tainted by
links to Beijing. Under Tung, however, Shiu says the centre has influenced
decisions taken regarding the Macau-Zhuhai bridge project and the 24-hour
opening of Shenzhen border crossings.
Tung's policy address comments reflect a growing realisation that the government
would benefit from encouraging more policy research.
According to a spokeswoman for the CPU, which Tung charged with finding ways to
promote research, the agency will hold a seminar next month with Radio
Television Hong Kong, the University of Hong Kong and Chinese University to
generate ideas. Sung says he has heard that the CPU may propose setting up a
social sciences academy to co-ordinate projects and muster resources.
In the meantime, some think tank leaders are finding new ways to have an impact.
The Policy Research Institute plans to focus on co-operative and solo ventures
on the mainland, says chairman Paul Yip, in a bid to combine the principles of
Western scientific learning with traditional Chinese values in addressing
policy problems.
Moving beyond research, Civic Exchange, with support from The Asia Foundation,
organised forums on transport policy that pulled together taxi drivers, bus
company representatives, railway executives, fuel suppliers and other parties.
With the government explicitly wary of acting on anything without ``consensus''
among powerful local interests, such forums may set the groundwork for new
policies by bringing the spectrum of involved parties together to find common
ground.
Part of the idea, says Loh, is to target influential folks who often have seats
on official advisory boards. ``The government pays a lot of attention to the
elite,'' she says.
Civic Exchange has also stepped beyond research into hands-on implementation
with projects to clean up Ngau Tau Kok's housing estates and Hong Kong's
beaches as a way to test its policy ideas. ``We are a public policy `think and
do tank','' declared the group's 2002 annual report.
It helps that Civic Exchange takes a long view of success. Based on her
experience, Loh says it can take two years just to get a few people interested
in an idea. Similarly, Stephen Brown, a director of the group, wrote in one
report that Civic Exchange should be judged by whether it promotes ``informed
debate about issues that are pertinent to our society'', not the number of its
proposals the government accepts.
``I think we have been phenomenally successful,'' says Loh, who founded Civic
Exchange in 2000 rather than seek re-election to Legco even though she was
widely expected to easily retain her seat. Given Legco's loss of policymaking
influence, she bet that she could make more of an impact with a think tank.
She points to a report that her group will soon publish on the proposed merger
of the MTR and KCR rail systems as evidence that her decision was right. The
report started with a phone call she received from a senior government official
who suggested that such a study would be valuable.
Of course, the government and the companies are doing their own studies, but the
call illustrates the administration's awareness that rail service is a public
issue, especially given that fare levels are a frequent lightning rod for
protest. Independent research could help shape the broader debate.
Business leaders are also recognising the growing power of public pressure by
directing more of their position papers toward the media. Research staff at the
Business and Professionals Federation, the Employers' Federation and the
General Chamber of Commerce are all producing and distributing papers on topics
such as abolition of estate taxes and extension of the Cepa trade agreement
with the mainland.
Tycoons not yet enamoured of this mechanism have taken to speaking out publicly
on issues rather than relying on their private conversations of old. Witness
comments this month by Henry Cheng of New World Development regarding
land-auction policy, or commentary over the past year from others about the
construction of new container port facilities and the bridge to Macau.
There may be more debate in the open but any golden age for Hong Kong think
tanks lies well ahead. ``They don't have the capacity and strength they should
have,'' says James McGann, who directs a global research programme on think
tanks at the Foreign Policy Research Institute in Philadelphia in the United
States. He's been monitoring developments here for several years and says
what's still lacking is the leadership and entrepreneurship to launch a think
tank on a secure foundation.
Choate of The Asia Foundation agrees, pointing to a shortage of marketing savvy
among the think tanks, a flaw that can sink an idea in Hong Kong. ``This is a
town that knows what salesmanship is all about,'' he says.
zach.coleman@globalchina.com
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